Internal Audit - Manufacturing Checklist Software Intro
An Internal Audit - Manufacturing checklist is an invaluable tool for comparing a business’s practices and processes to the requirements set out by ISO standards.Internal Audit - Manufacturing is an independent assessment of how effective an organization’s risk management, processes, and general governance is. The Internal Audit - Manufacturing checklist contains everything needed to complete an Internal Audit - Manufacturing accurately and efficiently.
Internal Audit - Manufacturings can be scheduled as frequently as your organization determines is needed in order to improve processes. Some businesses schedule audits once a year, every quarter, or even once a month, at most.
Steps & Sub-Steps to be Checked Under a Internal Audit - Manufacturing Checklist
Audit Planning |
Audit Closure |
Compliances |
Task_Assignment |
Audit committee Presentation |
Compliance Mapping & Controlling |
Additional Audit Program |
Coaching for Next Team |
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Briefing Meeting |
Other Closure Points |
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Engagements |
Report |
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Kick of Meeting |
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Preparation of Audit |
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Production Process |
HR Process and Admin Process |
HR Process and Admin Process |
Budget V/s Actual |
Analytical Review |
Overtime |
Efficient utilisation of resources |
Attendance |
Payroll |
HR Records |
Contract Labour (Regulation &Abolition)Act |
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I/O Ratio |
Contractor |
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Log Reports |
Expenses |
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Maintenance Record |
Factories Act |
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Quality Check |
Leave |
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Sales V/s PPC |
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Procurement Process |
Sales Process |
Sales Process |
Import |
Bills sent on collection basis |
Receipt of sales order |
Import - L/C monitoring |
Credit Notes |
Sales return |
Import - Payment |
Delivery |
Scrap Sales |
Import - Receipt of material from customs authority |
Export sales |
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Import Licenses |
Export sales - Claims |
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Import Licenses |
Export sales - Payment |
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Purchase Orders |
Export sales - Working capital cycle |
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Quotations |
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Raising Of Indent |
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Logistics Process |
Inventory Management Process |
Indirect Taxes |
Bill passing |
Physical verification of Stock |
Custom |
Capacity utilization |
Receipt of acknowledged Invoices |
Excise and Cenvat |
Contracts |
Written-off Stocks |
Service Tax |
Finance & Accounts Process |
Finance & Accounts Process |
Planning Process |
Accounts Payable and Disbursement Processes |
Debtor Management - Review the credit balance in debtors’ accounts:
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Production Planning Process
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Accounts Payable and Disbursement Processes - Duplicate payments and lost discounts |
Debtor Management -Bad debt assessment / write off policy |
Sales Planning |
Accounts Payable and Disbursement Processes - Payment Controls |
Debtor Management -Balance confirmation system |
Sales Planning - Order Based Sales |
Accounts Payable and Disbursement Processes - Policies and procedures |
Major Expenditure |
Sales Planning - Target Based Sales |
Accounts Payable and Disbursement Processes -Disbursement controls |
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Store Planning |
Debtor Management - Credit and collection policy of company |
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Debtor Management - Review of Ageing Analysis |
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IT Process |
Marketing Process |
Branch Office Process |
Data Access |
Distribution Planning |
Collection Mechanism |
Data Distribution |
Market Development |
Cash In Hand |
Data Protection And Data Recovery |
Market research & demand forecasting |
Documentation |
Networking |
Product Development |
Extension for Delayed Jobs |
Power Supply Option |
Sales administration |
Fixed Asset |
Safeguards To Ensure Unauthorized Entry |
Sales Pricing |
Marketing Activities |
Software Resources |
Sales Promotion |
Other Areas |
Web-Expossure and Security |
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MIS Process |
Report |
Follow up of the Previous repo |
Sales |
Audit committee |
Admin Process |
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Presentation |
Branch Office Process |
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Coaching for Next Team |
Customer Service Process |
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Report |
Direct Taxes |
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Finance & Accounts Process |
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HR Process |
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Indirect Taxes |
Follow up of the Previous repo |
Follow up of the Previous repo |
Process Documentation |
Inventory Management Process |
Production Process |
Flow Chart |
IT Process |
Sales Process |
RCM |
Logistics Process |
Followup I |
SOP |
Marketing Process |
Followup II |
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MIS Process |
Followup III |
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Planning Process |
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Procurement Process |
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